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How do air handling units work?

Air treatment units
Air treatment units

 

Air treatment units. In this article, we will learn how Air Handling Units or AHUs work. We'll look at several typical AHU examples along with animations for components like dampers, heating and cooling coils, heat wheels, humidifiers, coils, heat exchangers, and more to help you learn HVAC engineering.

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So where do you find air handling units?

Location of CTA in buildings
Location of CTA in buildings

Air handlers, commonly known by the acronym A.H.U, are found in medium to large commercial and industrial buildings.

They are usually found in the basement, on the roof, or on the floors of a building. AHUs will serve a specific area or area in a building, such as the east side, or floors 1-10, or perhaps a single purpose, such as the bathroom of the building. Therefore, it is very common to find multiple AHUs around a building.

Some buildings, especially older high-rise buildings, will only have one large CTA, usually located on the roof. These will power the entire building. They may not have a return duct, some older designs rely on exhaust air from the building. This design is no longer as common in new buildings as it is very inefficient, it is now more common to have several smaller AHU's feeding different areas. Buildings are also more airtight, so we need a return line to regulate the pressure inside the building.

So what is an air handling unit used for?

Air handling units condition and distribute the air in a building. They take fresh air from outside, clean it, heat or cool it, perhaps humidify it, and then force it through ductwork around designed areas in a building. Most units will have an additional duct to then pull the used dirty air out of the rooms, to the AHU, where a fan will blow it back into the atmosphere. Some of this return air can be recycled back into the fresh air supply to save energy, more on this later in the article. Alternatively, where this is not possible, thermal energy can be extracted and introduced into the fresh air intake. Again, we'll look at this in more detail later.

Let's take a look at the simple and typical layouts and then look at the more advanced layouts.

AHU intake grille air handler
AHU intake grille air handler

In this very basic model we have the two AHU housing for flow and return air. At the very front on the inlet and outlet of each housing we have a grille to prevent objects and wild life entering into the mechanical components inside the AHU.

Blocked intake grille AHU
Blocked intake grille AHU

You can see in this picture that the AHU entrance would have sucked in a lot of trash if the grate wasn't there, so it's important.

AHU Records - Operation of Air Handling Units
AHU Records - Operation of Air Handling Units

At the inlet of the outside air box and at the outlet of the return air box we have dampers. Shock absorbers are multiple sheets of metal that can rotate. They can close to keep air in or out, they can open to let air in or out completely, and they can also vary their position somewhere in between to limit the amount of air that can get in or out.

CTA filters
CTA filters

After the shock absorbers, we will have filters. These are there to try to catch all the dirt and dust etc. that penetrate the ahu and the building. If we don't have these filters, dust will accumulate inside the ducts and mechanical equipment, it will also enter the building and be inhaled by the occupants and make the building dirty. So we want to remove as many as possible. Through each bank of filters we will have a pressure sensor. This will measure how dirty the filters are and notify engineers when it is time to replace the filters. As the filters collect dirt, the amount of air that can flow is limited, causing a pressure drop across the filters. We usually have panel filters or pre-filters to capture the larger dust particles. Then we have bag filters to catch the smallest dust particles. We have already covered ahu filters in detail. You can see a video tutorial on this by  clicking here.

AHU heating and cooling coil
AHU heating and cooling coil

Then we will have a fan. This will draw air from outside, then through registers, filters, and coils, and then push it into ductwork around the building. Centrifugal fans are very common in older and existing air handling units, but EC fans are now being installed and retrofitted to increase energy efficiency. Through the fan we will also have a pressure sensor, this will detect if the fan is working. If it is working it will create a pressure difference, we can use this to detect equipment failure and notify engineers of the problem. We will probably also have a duct pressure sensor shortly after the fan this will read the static pressure and on some ahu the fan speed is controlled according to the pressure in the duct so very often we will also find a variable speed drive connected to the fan for variable volume systems. We have covered VAV systems separately, you can view a video tutorial. clicking here.

AHU power supply fan how it works auta fan
AHU power supply fan how it works auta fan

Then we will have a fan. This will draw air from outside, then through registers, filters, and coils, and then push it into ductwork around the building. Centrifugal fans are very common in older and existing air handling units, but EC fans are now being installed and retrofitted to increase energy efficiency. Through the fan we will also have a pressure sensor, this will detect if the fan is working. If it is working it will create a pressure difference, we can use this to detect equipment failure and notify engineers of the problem. We will probably also have a duct pressure sensor shortly after the fan this will read the static pressure and on some ahu the fan speed is controlled according to the pressure in the duct so very often we will also find a variable speed drive connected to the fan for variable volume systems. We have covered VAV systems separately, you can view a video tutorial by clicking here.

Next we have the ducts that will send air around the building to the designed areas. We will also have ductwork that will take all of the waste air from the building to a separate part of the AHU. This return AHU is usually located near the supply but is not required, it can be located elsewhere. If you want to learn how to size and design ductwork, you can watch a video tutorial by  clicking here.

AHU damper and return fan
AHU damper and return fan

The rear AHU in its simplest form only has a fan and damper inside. The fan draws in air around the building and then pushes it out of the building. The damper is located at the outlet of the AHU box and will close when the AHU shuts down.

It is a very simple and typical UTA. So what else could we find?

Iced Coil Air Handler
Iced Coil Air Handler

If you are in a cold part of the world where the air temperature is at or near freezing. Then we will probably find a preheater at the entrance of the fresh air intake. This is usually an electric heater. When the outside air reaches approximately 6*C (42.8 F), the heater will turn on and heat the air to protect interior components from freezing. Otherwise, it could freeze the heating and cooling coils inside and cause them to burst.

Humidity control Air handling unit
Humidity control Air handling unit

What about humidity control? Some buildings need to control the humidity of the air they supply to the building. We will find a humidity sensor at the supply AHU outlet to measure humidity in the supply air, this will also have a set point of how much humidity should be in the air by design.

If the moisture content of the air is less than this value, we need to introduce moisture into the air using a humidifier, this is usually one of the last things in the CTA. This device will usually add steam or spray a mist of water into the air. Many standard office buildings in Northern Europe and North America have turned off their humidity units or uninstalled them to save energy. Although they are still crucial for places like document warehouses and computer rooms.

Dehumidify with a cooling coil: how air handling units work
Dehumidify with a cooling coil: how air handling units work

If the air is too humid, this can be reduced with the cooling coil. When air hits the cooling coil, the cold surface causes moisture in the air to condense and escape. You will find a drain pan under the cooling coil to collect the water and drain it off. The cooling coil can be used to further reduce the moisture content by removing more heat, but of course this will reduce the air temperature below the supply set point; if this happens, the cooling coil heater may also come on to lower the temperature. it will work even if it consumes a lot of power.

Energy Recovery

Circular coil - Air treatment unit
Circular coil - Air treatment unit

If the supply and extract air handling units are located in different areas, a common way to recover some of the thermal energy is to use a circular coil. This uses a coil on the supply and return AHUs that are connected through pipes. A pump circulates the water between the two. This will capture waste heat from the exhaust AHU and add it to the supply AHU. This will reduce the heating demand of the heating coil when the outside air temperature is less than the supply temperature setpoint and the return air temperature is greater than the setpoint; otherwise, the heat would be rejected back into the atmosphere. So we will need an air temperature sensor on the return air handler at the inlet and we will probably have air temperature sensors after the return coil and before the fresh air inlet. These will be used to control the pump as well as to measure efficiency. Since the pump will consume electricity, it is only profitable to run it if the energy saved is greater than the consumption of the pump.

AHU air saver air saver
AHU air saver air saver

Another very common version that we will find is to place a duct between the exhaust and the fresh air inlet. This allows some of the exhaust air to recirculate back into the fresh air intake, to offset heating or cooling demand. It's safe and healthy to do, but you'll need to make sure the exhaust air is low in CO2, so we need CO2 sensors to monitor that. If the Co2 level is too high, the air cannot be reused, the mixing damper will close and all the return air will be exhausted from the building. In recirculation mode, the main inlet and outlet dampers will not close completely in this configuration because we still need a minimal amount of fresh air to enter the building. We can use it in the winter if the return air is warmer than the outside air and we can use it in the summer if the return air is cooler than the outside air, depending on the supply air setpoint temperature, so We will also need temperature sensors at the inlet, return and just after the mixing zone. Some buildings require 100% fresh air, so this strategy cannot be used everywhere, local laws and regulations will dictate.

AHU heat wheel, heat wheel
AHU heat wheel, heat wheel

Another variant that we can find is the thermal wheel. This is very common on new compact AHUs. This uses a large spinning wheel, half of which is in the exhaust airflow and the other half in the fresh air intake. The wheel will spin, driven by a small induction motor, as it spins it picks up unwanted heat from the exhaust stream and absorbs it into the material of the wheels. Then the wheel rotates into the fresh air inlet stream, this air is at a lower temperature than the exhaust stream, so the heat will be transferred from the wheel to the fresh air stream which obviously heats this stream of incoming air and thus reduces the demand on the heating coil. This is very efficient, but some of the air will leak from the exhaust into the fresh air stream, so it can't be used in all buildings.

AHU Plate Heat Exchanger - Air Handling Units Operation
AHU Plate Heat Exchanger - Air Handling Units Operation

Another version that we can find is the air plate heat exchanger. This uses thin sheets of metal to separate the two air streams so they don't come into contact or mix at all, the temperature difference between the two air streams will cause heat to transfer from the hot exhaust streams through the metal walls of the heat exchanger and into the cold intake stream.

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